Articles from UBS

UBS Wealth Management USA recently announced key organizational changes, including moving its field management structure from two national divisions to four regions. This new alignment empowers UBS’s field leaders through faster decision-making, enhanced responsiveness to client needs, and greater connectivity with the firm’s full client offering.

UBS Investment Bank today announced coupon payments for 9 ETRACS Exchange Traded Notes traded on the NYSE Arca and expected coupon payments for 3 ETRACS Exchange Traded Notes traded on NASDAQ (together, the “ETNs”).

UBS Private Wealth Management today announced that Michael Rubenstein will join Private Wealth advisor team The Matina Group at UBS in Naples, Florida. Michael’s responsibilities will include business development, relationship management, trust, estate and financial planning as well as investment management.

UBS Wealth Management USA announced today that The Schultz Group, including Steven L. Schultz, Stockton M. Schultz, and Justin M. Low, has been named to the Forbes/SHOOK America’s Top Wealth Management Teams, High Net Worth list for 2024. This is the second year in a row that the Phoenix-based team has been named to the list. Additionally, in 2023, the team ranked #1 in Arizona on the Forbes Best-in-State Wealth Management Teams list.

UBS today announced that financial advisor teams Wickham Cash Partners, LongBernsteinGunderson Wealth Management and The Capital ESOP Group have been named to the Forbes America’s Top Wealth Management Teams Private Wealth list for 2024.

UBS AG announced today the per-security amounts payable (collectively, the “Call Settlement Amounts”) for the below seven UBS-issued exchange traded notes set forth in the following table (collectively, the “ETNs”).

UBS Investment Bank today announced coupon payments for 5 ETRACS Exchange Traded Notes traded on the NYSE Arca and expected coupon payments for 3 ETRACS Exchange Traded Notes traded on NASDAQ (together, the “ETNs”).

UBS Wealth Management today announced that Jose Garcia has joined the firm as a Financial Advisor in South Florida. He joins the UBS Miami Wealth Management market, led by Brad Rosenberg, and will be located in the downtown Miami office.

UBS Private Wealth Management today announced that financial advisor team AMD Wealth Partners has joined the firm. The team is led by Financial Advisors Ary Velasco, Michael von Borsig and David Cardenas. They join the UBS Miami Private Wealth Management market, led by Brad Rosenberg, and will be located in the downtown Miami office. Together, the Private Wealth Management team was responsible for managing over $1.4 billion in client assets.

UBS Investment Bank today announced coupon payments for the ETRACS Alerian MLP Index ETN Series B (NYSE Arca: “AMUB”), traded on the NYSE Arca.

UBS Wealth Management today announced that Jason L. Zachter has joined the firm as a Managing Director and Financial Advisor in Manhattan. He will be based in the firm’s 1285 Avenue of the Americas office, run by Market Director Kellie Brady, and will report to Market Director Neal Cooper. Jason brings more than a decade of experience advising successful individuals and families on their wealth management needs.

UBS AG announced today that it will redeem all of the outstanding securities in each of the seven series of UBS-issued exchange traded notes set forth in the following table (collectively, the “ETNs”). UBS AG expects to deliver redemption notices with respect to each of the ETNs to holders of the applicable ETNs with Call Settlement Dates as set forth in the table below.

UBS, the Global Lead Partner of Art Basel, returns to Art Basel Miami Beach in 2024 with a variety of presentations, including a new commission by New York-based artist Sagarika Sundaram and recent acquisitions from the UBS Art Collection in the UBS Lounge; the UBS Art Studio presentation in collaboration with ARTNOIR, featuring works by Peruvian-American textile artist Sarah Zapata, alongside public panel discussions. Art Basel Miami Beach 2024 will take place from December 6 to 8 at the Miami Beach Convention Center (MBCC).

UBS Wealth Management announced that Ryan Lurie, APMA™ (Accredited Portfolio Management Advisor™) has been appointed to lead the firm’s Arizona offices. Ryan will be based in the Scottsdale office and will oversee the firm’s financial advisors and support staff in Phoenix and Scottsdale. He will report to Justin Frame, UBS Market Executive for the Pacific Desert market, which includes San Diego, Orange County, Hawaii, Indian Wells/Riverside, and Arizona.

UBS today announced the hiring of Financial Advisor Anibal Drelichman in Washington, D.C.

UBS Investment Bank today announced coupon payments for 5 ETRACS Exchange Traded Notes traded on the NYSE Arca and expected coupon payments for 3 ETRACS Exchange Traded Notes traded on NASDAQ (together, the “ETNs”).

UBS Wealth Management USA today announced that Denise Meulebrouck has joined the firm as a Financial Advisor based in Birmingham, Michigan. She brings more than 27 years of wealth management experience and will join the 12-person advisor team, BLS Meulebrouck Wealth Management Group at UBS.

UBS Private Wealth Management today announced that John Hardin has joined the firm as a Financial Advisor in South Florida. He joins the UBS Miami Private Wealth Management market, led by Brad Rosenberg, and will be located in the Coral Gables office. John is joined by Senior Wealth Strategy Associate Katelyn O’Hara.

UBS is proud to again serve as presenting sponsor for Art San Diego 2024, continuing its support for cultural endeavors around the world and affirming its commitment to using contemporary art to bring together ideas, inspiration, and innovation. As the premier contemporary fine art fair in Southern California, Art San Diego returns to the San Diego Convention Center November 1-3, 2024 with exhibits showcasing works by prominent international, national, and local artists.

UBS Wealth Management today announced that James (Jim) Kosan has joined the firm in its Riverside, California office. As an advisor delivering comprehensive wealth management solutions, Jim’s primary focus is working with affluent families, providing Family Office services and specializing in life transitions.

UBS Private Wealth Management announced today that Warren Coughlin, a Private Wealth Advisor in the firm’s Los Angeles, California office, has been named to the Forbes Top Next-Gen Best-in-State Wealth Advisor list for 2024. This is Warren’s third inclusion on the list.

UBS Wealth Management USA announced today that five of its financial advisors based in the firm’s Pacific Desert Market have been named to the Forbes Top Next-Gen Wealth Advisors Best-in-State list for 2024. Of the five, Phoenix based advisor Stockton Schultz also ranked 34th nationally on the Forbes America's Top Next-Gen Wealth Advisors list.

UBS Investment Bank today announced coupon payments for 11 ETRACS Exchange Traded Notes traded on the NYSE Arca and expected coupon payments for 3 ETRACS Exchange Traded Notes traded on NASDAQ (together, the “ETNs”).

UBS Wealth Management USA today announced that Financial Advisor Jared Berault has joined the firm in Manchester, New Hampshire. Jared is responsible for managing more than $400 million in client assets. He is joined by Client Associate Fred Kline.

UBS today announced that a five-person team, managing $650 million in client assets, has joined the firm in Bethesda, MD. The team, Wingman Capitol Group, is led by Financial Advisors Andy Murphy, Gene Suk and Terence Hardy.

UBS Investment Bank today announced coupon payments for 5 ETRACS Exchange Traded Notes traded on the NYSE Arca and expected coupon payments for 3 ETRACS Exchange Traded Notes traded on NASDAQ (together, the “ETNs”).

UBS Wealth Management USA announced today that Daniel P. Green, Financial Advisor in the firm’s Knoxville, Tennessee office, has been named to the Forbes Top Next-Gen Wealth Advisors Best-in-State list for 2024. Daniel ranked #1 in Tennessee on this year’s list.

UBS today announced that four advisors in the firm’s Philadelphia D.C. Wealth Management Market have been named to the 2024 Forbes Top Next-Gen Wealth Advisors Best-in-State List.

UBS Investment Bank today announced coupon payments for the ETRACS Alerian MLP Index ETN Series B (NYSE Arca: “AMUB”), traded on the NYSE Arca.

UBS Investment Bank today announced coupon payments for 5 ETRACS Exchange Traded Notes traded on the NYSE Arca and expected coupon payments for 3 ETRACS Exchange Traded Notes traded on NASDAQ (together, the “ETNs”).

UBS Private Wealth Management today announced that Dan Chorney has joined the firm as a Managing Director and Financial Advisor in Manhattan. He will be based in the firm’s 1285 Avenue of the Americas office reporting to Market Director Kellie Brady. Dan brings more than two decades of experience advising successful individuals and families on their wealth management needs.

UBS announced today that four financial advisors in the firm’s Pacific Desert Market, which includes part of Southern California as well as Arizona and Hawaii, have been named to the Barron’s Top 1200 Financial Advisors list for 2024. The advisors named to the list include Steven Schultz and Brad Howell in Arizona, Braydon Hamilton in San Diego, and Matt Megorden in Honolulu, who was ranked the top advisor (#1) in Hawaii.

UBS Wealth Management USA announced today that The Rosegarten/Rubin Financial Group, an advisor team in the firm’s 299 Park Avenue office, has been named to the Forbes Best-In-State Wealth Management Teams and the Forbes Top Wealth Advisors lists for 2024.

UBS Private Wealth Management today announced that a three-person advisor team, Reynolds, Grindel & Hall Wealth Management Group, has joined the firm’s Tampa, FL office, led by Managing Director and Florida Market Director Greg Kadet.

UBS Private Wealth Management USA today announced that Joshua Cummins has joined the firm as a Private Wealth Advisor in the Westlake Village office. Josh joins the firm’s Los Angeles Private Wealth Market, led by Market Executive Lauren Gorsche and Market Director Kate Daniels.

UBS Wealth Management USA announced today that David Schachter, a Financial Advisor in the firm’s Los Angeles Market, has been named to the Forbes Best-in-State Wealth Advisors list for 2024.

UBS Private Wealth Management today announced that financial advisor team The Matthews Group has been named to the Barron’s 2024 Top 250 Private Wealth Management Teams list and the Forbes 2024 Best-in-State Wealth Management Teams list. The team also was named last year to the Forbes America’s Top Wealth Management Teams - Private Wealth list for 2023.

UBS Wealth Management USA today announced that Ryann Kilgore has been appointed Market Executive for the firm’s Greater New England Wealth Management Market. Ryann brings nearly 20 years of wealth management experience to the role. She will be based in the Hartford, Connecticut office, and will oversee the firm’s financial advisors and market leadership in New York State, Coastal New England, Northern New England and Western Pennsylvania. Ryann’s primary responsibilities will also include expanding the firm’s business activities in Greater New England, recruiting new financial advisors and coaching team members to maximize performance.

UBS AG announced today the Payment at Maturity of the UBS-issued UBS AG FI Enhanced Large Cap Growth ETNs due June 19, 2024 (the “ETNs”), as set forth in the following table.

UBS Investment Bank today announced coupon payments for 5 ETRACS Exchange Traded Notes traded on the NYSE Arca and expected coupon payments for 3 ETRACS Exchange Traded Notes traded on NASDAQ (together, the “ETNs”).

UBS Wealth Management USA today announced that Cy Aleman has joined the firm as Market Director for Oregon in the Pacific Northwest Market. He will be based in the Portland area and will oversee the firm’s financial advisors and support staff located in the Bend, Eugene, Lake Oswego, Medford and Portland offices. His primary responsibilities will also include expanding the firm’s business activities in Oregon, recruiting new advisors and coaching team members to maximize performance.

UBS Group AG announced on May 31, 2024, that it has completed the merger of UBS AG and Credit Suisse AG (the “Parent Bank Merger” or “PBM”). At the effective time of the PBM, Credit Suisse AG was deregistered in the Commercial Register of the Canton of Zurich and has ceased to exist as a separate entity. With the PBM, UBS AG has succeeded to all the rights and obligations of Credit Suisse AG, including under the three outstanding series of Exchange Traded Notes previously issued by Credit Suisse AG listed below (collectively, the “ETNs”). In connection with the PBM and the assumption of Credit Suisse AG’s obligations under such ETNs, UBS AG rebranded each of the ETNs, which were formerly issued under the “X-Links®” brand, as “ETRACS.” Following the PBM, each of the ETNs will remain traded on NASDAQ under the same ticker symbol, will have the same CUSIP identifiers, and the terms and conditions applicable to each of the ETNs will remain the same.

UBS today announced that financial advisor team The Adams Group has joined the firm. The team, which manages over $170 million in client assets, is led by Financial Advisor Mariam Adams, and also includes Client Service Associate Albert Ortiz.

UBS Private Wealth Management today announced that three advisor teams in the firm’s Philadelphia D.C. market have recently been recognized by Barron’s on several industry recognition lists for 2024.

UBS Investment Bank today announced coupon payments for the ETRACS Alerian MLP Index ETN Series B (NYSE Arca: “AMUB”), traded on the NYSE Arca.

UBS Wealth Management USA announced today that 33 financial advisors based in the Southern California and Hawaiian areas of the firm’s Pacific Desert Market have been named to the Forbes Best-In-State Wealth Advisors list for 2024. Of the advisors recognized, 14 are based in San Diego, 16 are in Orange County, one is in the Inland Empire and two are in Hawaii.

UBS announced today that 16 of its financial advisors in Arizona have been named to the Forbes Best-in-State Wealth Advisors list for 2024. Additionally, Steven Schultz, an advisor in the firm’s Phoenix office, ranked #1 in Arizona on the Best-in-State list, and was also named to the Forbes America's Top Wealth Advisors list for 2024, ranking #85 nationally.

UBS Private Wealth Management announced today that Drew Freides and Michael Kanigher, Private Wealth Advisors and Managing Directors in the firm’s Los Angeles Private Wealth Management Market, have been named to the Forbes America’s Top Wealth Advisors and Forbes Best-in-State Wealth Advisors lists for 2024. Drew ranked in the top 10 advisors nationally and #1 in the Los Angeles Private Wealth category. Michael ranked #8 in Los Angeles Private Wealth and rose to #78 nationally.

UBS Wealth Management USA today announced that Christopher Toregas CFP® has joined the firm as a Managing Director and Senior Portfolio Manager in the Century City office. Christopher and his team join the firm’s Los Angeles Market, managed by Market Executive Lauren Gorsche and Market Director Kreg Pearless.

UBS today announced that Private Wealth Advisors James Herring and John Gaffney will be joining the firm in New York City. At the conclusion of their respective notice periods, James and John will join the UBS Manhattan Market and will be based in the firm’s 299 Park Ave Private Wealth Management office, managed by Chris Amo and Bob Sorrentino.

UBS Wealth Management USA announced today that 43 Financial Advisors from the firm’s Pacific Northwest Market, which spans across the four states of Alaska, Montana, Oregon and Washington, have been named to the Forbes Best-In-State Wealth Advisors list for 2024.

UBS today announced that 13 advisors in the firm’s Philadelphia D.C. wealth management market have been named to the Barron’s Top 1200 Financial Advisors list for 2024.

UBS Private Wealth Management today announced that Regina Bronson and Alex Gitomer will be joining the firm as Managing Directors and Private Wealth Advisors in New York City. Regina and Alex will also be joined by Senior Wealth Strategy Associates Christina Brown and Hilary Stock.

UBS Investment Bank today announced coupon payments for 11 ETRACS Exchange Traded Notes (the “ETNs”), all traded on the NYSE Arca.

UBS Private Wealth Management today announced that Thomas (Tom) Mains has joined the firm as a Financial Advisor. He joins the UBS Southeast Market, managed by Lane Strumlauf, and will be located in the firm’s Atlanta, Georgia Private Wealth Management office.

UBS Private Wealth Management today announced that Private Wealth Advisors William Wright and Matthew Hoffman will be joining the firm in New York City, along with Senior Wealth Strategy Associate Audrey Kaus.

UBS Wealth Management USA today announced that a three-person team, The Bucher Group, has joined the firm in Birmingham, Michigan. The father-son team is led by Financial Advisor Matthew J. Bucher and includes Financial Advisor Matthew M. Bucher, as well as Client Service Associate Christina Lynn Propst. Together, they focus on providing tailored investment strategies and comprehensive wealth management advice for high-net-worth individuals and families.

UBS Wealth Management USA today announced the formation of Stone Harbor Group, a new team of Financial Advisors in its Hartford, CT office. The nine-person team includes Financial Advisors Richard Cyphers, Gerald Dubey, Douglas Domian, Scott Mintz, David Sacharko and Sean Siana, as well as Client Service Associates Aranzazu Suarez, Jake Heyde and Christian Foxen. Together, the team oversees $1.3 billion in client assets and has more than 150 years of collective investment experience, spanning multiple generations.

UBS Private Wealth Management announced today that financial advisor team, The Mahoney Group, based in the firm’s Los Angeles Private Wealth Management office, has been named to the Forbes Best-in-State Wealth Management Teams list for 2024.

UBS Investment Bank today announced coupon payments for 5 ETRACS Exchange Traded Notes (the “ETNs”), all traded on the NYSE Arca.

UBS Wealth Management USA announced today that 22 financial advisor teams based in the Southern California and Hawaiian areas of the firm’s Pacific Desert market have been named to the Forbes Best-In-State Wealth Management Teams list for 2024. Of the advisor teams recognized, nine work from the firm’s Orange County offices, ten are based in San Diego County, and three are in Honolulu.

UBS Private Wealth Management today announced that Financial Advisors Matthew Foley, Lawrence DeLuise and Christopher Butler have joined the firm. Together with their team, Foley, DeLuise & Associates, they manage more than $2 billion in client assets for ultra-high net worth individuals and families. Matt, Larry, and Chris are also joined by team members Jason Lipp, Deanna Wilson, Lori Macaluso, Greg Romano, Linsey Serafino and Emily Buske.

UBS Wealth Management USA today announced that Rimmel Mehaffey Pessy Wealth Consulting Group, an advisor team in the firm’s Pittsburgh, PA office, has been named to the Forbes Best-In-State Wealth Management Teams list for 2024. This is the second consecutive year that the team has been ranked the top advisor team (#1) in Pennsylvania – West by Forbes.

UBS Wealth Management USA announced today that seven of the firm’s financial advisor teams in Arizona have been named to the Forbes Best-In-State Wealth Management Teams list for 2024. Four of the teams are based in Phoenix, two are in Tucson, and one is in Scottsdale.

UBS Investment Bank today announced coupon payments for 5 ETRACS Exchange Traded Notes (the “ETNs”), all traded on the NYSE Arca.

UBS Wealth Management USA today announced that a four-person advisor team, The Hart Group, has joined the firm. The team is led by Financial Advisors James Hart, Emily Hoag, Natalie Squillace, and Nolan Hart, and includes Registered Client Service Associate Lynda O Von Jaeger. Together, they manage approximately $1.3 billion in client assets for high-net-worth individuals and families, specializing in the Athletes and Entertainers segment.

UBS Wealth Management USA announced today that Highbridge Wealth Management, an advisor team in the firm’s Plano, Texas office, has been named to the Forbes Best-In-State Wealth Management Teams list for 2024. The team is led by Financial Advisors Mark Kever, Mark Hagan, Shawn Nicholas, Megan Portacci and Byron Brooks.

UBS Wealth Management USA announced today that Endurance Artist Management, an advisor team in the firm’s Los Angeles, California office has been named to the Forbes Best-In-State Wealth Management Teams list for 2024. This is the second consecutive year the team has been named to the list.

UBS Private Wealth Management announced today that an eight-person financial advisor team, Hammond Fay Bush & Associates, has joined the firm in Northbrook, Illinois. The team, led by Financial Advisors Jack Hammond, Susan Bush and Brian Fay, manages approximately $1.6 billion in client assets for ultra-high net worth individuals and families.

UBS Wealth Management USA today announced that Financial Advisors Joseph J. Guarneri, Steven Kabot, Stefani Bollag, Daniel Russo and Conor Heine will be joining the firm in New York City. Together, their team, GKB & Associates, manages nearly $2 billion in client assets for high-net-worth individuals and families. They will be based in the firm’s office at 1285 Avenue of the Americas, managed by Market Director Kellie Brady.

UBS Private Wealth Management announced today that Montage Financial Group, an advisor team based in the firm’s Denver, Las Vegas and Lincoln offices, has been named to the Forbes America’s Top Wealth Management Teams Private Wealth list for 2023, ranking #37 in the nation.

UBS Investment Bank today announced coupon payments for 11 ETRACS Exchange Traded Notes (the “ETNs”), all traded on the NYSE Arca.

UBS Wealth Management USA today announced that Financial Advisor Steve Nassau and Senior Registered Client Associate Kristin Landis have joined the firm. The team will be located in the firm’s Orange County/Irvine office, which is part of the UBS Pacific Desert Market.

UBS Wealth Management USA today announced that Financial Advisors Chris Hartnett, Daniel Schurr, John Little and William Kennon, and Client Service Associate Wanda Brewster-Harris have joined the firm. Combined, they bring more than 50 years of industry experience and manage nearly $600 million in client assets.

UBS today announced it will be increasing its real estate footprint in both Phoenix and Scottsdale, Arizona to meet the growing demand for wealth management services in the state. In Phoenix, the firm will now occupy over 24,000 square feet of the Esplanade IV, located at 2575 E. Camelback Road. In North Scottsdale, the firm opened a brand-new office location on November 17 in Kierland Commons, located at 14624 N. Scottsdale Road.